L••• A••• P•••••••

A••••••••• F•••••••• S•••••••• L••national BDNew Hope, Padual registrantIAPD 2819653

Feed of 09/14/2026

Also filed as L••• A••• S••••••••• A••• B••••••••• P•••••••

At current firm

4 y

since Jan 28, 2022

In the industry

29 y

since Jan 31, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jan 28, 2022 · New Hope, Pa
L•• F•••••••• L•• BD affiliated
Jan 6, 2005 to Feb 9, 2022 · New Hope, Pa
W•••• F•••• A••••••• wirehouse
Dec 2, 1999 to Feb 4, 2003 · Doylestown, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Feb 9, 2022, registered Jan 28, 2022 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to L•• F•••••••• L••
left Feb 4, 2003, registered Jan 6, 2005 (702 days) · Other

Signals

••• Locked
Feb 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address