RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• W••• T•••••
- H••••••• T••••• W••••• M••••••••• L•• independent RIA currentsince Oct 21, 2020 · Dallas, Tx
- C•••••• P•••• W••••• M••••••••• L•• independent RIAJun 6, 2007 to Oct 2, 2020 · Dallas, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 27, 2005 to Jun 7, 2007 · Dallas, Tx
- C••••• A••••••• S•••••••• I•• state registeredSep 15, 1999 to Jul 5, 2007 · Dallas, Tx
- C•••••• P•••• W••••• M••••••••• L•• to H••••••• T••••• W••••• M••••••••• L••left Oct 2, 2020, registered Oct 21, 2020 (19 days) · RIA to a newly registered adviser
- C••••• A••••••• S•••••••• I•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 5, 2007, registered Oct 27, 2005 (-616 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C•••••• P•••• W••••• M••••••••• L••left Jun 7, 2007, registered Jun 6, 2007 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address