DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••••••• T••••• W••••• M••••••••• L••
Latest filing Feb 25, 2026
First filing on the tape Sep 15, 2020 · 13 filings
SEC status approved since Oct 15, 2020
RAUM
$255M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$250M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$255M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$255M as of Feb 25, 2026
Mar 31, 2021$68.7M then
HNW client RAUM$236M as of Feb 25, 2026
Mar 31, 2021$65.9M then
State-registered IARs (5.B.3)1 as of Feb 25, 2026
Mar 31, 20211 then
Employees (5.A)5 as of Feb 25, 2026
Mar 31, 20211 then
Private funds: no history
RAUM +31% over the last fiscal year+25% a year over threeIARs 1 to 1offices 3 to 4
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $255MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $530,406derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $8.1M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$236M93%
- Individuals$14.1M5.5%
- Charitable organizations$4.0M1.6%
- Corporations and businesses$132,6020.1%
- Individual clients
- 37reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 480reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.1M for 7 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• W••• T••••• | Dallas, Tx | Oct 21, 2020 | 30 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• W••• T••••• from C•••••• P•••• W••••• M••••••••• L••Oct 21, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• W••••••• W••• · Managing Member & Chief Compliance Officercontrolsince 06/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 399 to 480Jun 4, 2025 to Feb 25, 2026
- Corporate clients · unset to 2.0Jun 4, 2025 to Feb 25, 2026
- HNW clients · 41 to 54Jun 4, 2025 to Feb 25, 2026
- Assets in custody · $0 to $8.1MJun 4, 2025 to Feb 25, 2026
- Employees · 1 to 5Jun 4, 2025 to Feb 25, 2026
- Insurance-licensed employees · 1 to 0Jun 4, 2025 to Feb 25, 2026
- Other offices · 3 to 4Jun 4, 2025 to Feb 25, 2026
- Discretionary RAUM · $194M to $255MJun 4, 2025 to Feb 25, 2026
- HNW RAUM · $185M to $236MJun 4, 2025 to Feb 25, 2026
- Individual RAUM · $7.2M to $14.1MJun 4, 2025 to Feb 25, 2026
- RAUM · $194M to $255MJun 4, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Mar 19, 2025 to Jun 4, 2025
- Accounts · 385 to 399Mar 8, 2024 to Mar 19, 2025
- Charity clients · 1 to 3Mar 8, 2024 to Mar 19, 2025
- HNW clients · 38 to 41Mar 8, 2024 to Mar 19, 2025
- Individual clients · 26 to 37Mar 8, 2024 to Mar 19, 2025
- Other offices · 0 to 3Mar 8, 2024 to Mar 19, 2025
- Discretionary RAUM · $165M to $194MMar 8, 2024 to Mar 19, 2025
- HNW RAUM · $159M to $185MMar 8, 2024 to Mar 19, 2025
- Individual RAUM · $5.8M to $7.2MMar 8, 2024 to Mar 19, 2025
- RAUM · $165M to $194MMar 8, 2024 to Mar 19, 2025
- Accounts · 332 to 385Mar 21, 2023 to Mar 8, 2024
- HNW clients · 32 to 38Mar 21, 2023 to Mar 8, 2024
- Individual clients · 24 to 26Mar 21, 2023 to Mar 8, 2024
- Discretionary RAUM · $130M to $165MMar 21, 2023 to Mar 8, 2024
- HNW RAUM · $125M to $159MMar 21, 2023 to Mar 8, 2024
- Individual RAUM · $5.1M to $5.8MMar 21, 2023 to Mar 8, 2024
- RAUM · $130M to $165MMar 21, 2023 to Mar 8, 2024
- Accounts · 52 to 332May 23, 2022 to Mar 21, 2023
- Charity clients · unset to 1.0May 23, 2022 to Mar 21, 2023
- HNW clients · 30 to 32May 23, 2022 to Mar 21, 2023
- Individual clients · 22 to 24May 23, 2022 to Mar 21, 2023
- HQ city · unset to DALLASMay 23, 2022 to Mar 21, 2023
- HQ state · unset to TXMay 23, 2022 to Mar 21, 2023
- Discretionary RAUM · $129M to $130MMay 23, 2022 to Mar 21, 2023
- HNW RAUM · $124M to $125MMay 23, 2022 to Mar 21, 2023
- Individual RAUM · $5.3M to $5.1MMay 23, 2022 to Mar 21, 2023
- RAUM · $129M to $130MMay 23, 2022 to Mar 21, 2023
- Advisory activities · 3 to 4Mar 30, 2022 to May 23, 2022
- Assets in custody · unset to 0.0Mar 30, 2022 to May 23, 2022
Signals
1 dated events
- H••••••• T••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 972-833-2684reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- hartmanntaylor.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-833-2684reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $255Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026