RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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21 advisors left N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• for S••••••••• A•••••• A•••••••• I•••
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lawrence Jay Agler | Monroe, Ct | Oct 25, 2017 | Oct 16, 2017 |
| Ty Bongiovanni | Meriden, Ct | Oct 26, 2017 | Oct 20, 2017 |
| David S. Long | Brookfield, Ct | Oct 27, 2017 | Oct 25, 2017 |
| Edward Stanley Myers | Glastonbury, Ct | Oct 27, 2017 | Oct 24, 2017 |
| Frank Eugene Metrusky | Stratford, Ct | Oct 27, 2017 | Oct 24, 2017 |
| Frederick Anton Landwehr | Brookfield, Ct | Oct 27, 2017 | Oct 25, 2017 |
| Robert Allan Howerter | South Windsor, Ct | Oct 27, 2017 | Oct 23, 2017 |
| Senta Lisa Curran | South Windsor, Ct | Oct 27, 2017 | Oct 26, 2017 |
| Phillip Lawrence Dimond | South Windsor, Ct | Nov 1, 2017 | Oct 27, 2017 |
| Brett Daniel Dolan | Guilford, Ct | Nov 7, 2017 | Oct 31, 2017 |
| David Scott Chorney | South Windsor, Ct | Nov 7, 2017 | Nov 2, 2017 |
| Edward Charles Banks | Stratford, Ct | Nov 7, 2017 | Oct 31, 2017 |
| Kenneth W. Carone | Wallingford, Ct | Nov 7, 2017 | Oct 31, 2017 |
| Glen Allen Maleri | Shelton, Ct | Nov 8, 2017 | Oct 31, 2017 |
| Mario Anthony Giovannucci | Bristol, Ct | Nov 8, 2017 | Oct 31, 2017 |
| Peter Allan Haupt | West Haven, Ct | Nov 8, 2017 | Oct 31, 2017 |
| Scott Joseph Zavatkay | Woodbridge, Ct | Nov 8, 2017 | Oct 31, 2017 |
| George William Kovka | Southington, Ct | Nov 9, 2017 | Nov 1, 2017 |
| Gary Stephen Radler | West Hartford, Ct | Nov 10, 2017 | Nov 7, 2017 |
| Theodore William Hintz | Portland, Ct | Nov 14, 2017 | Nov 6, 2017 |
| Steven Daniel Lombardo | West Hartford, Ct | Nov 21, 2017 | Jan 19, 2018 |
- Registrations ended
- Oct 25, 2017 to Nov 21, 2017
- Registered next
- Oct 16, 2017 to Jan 19, 2018
- Branch state
- CT
- Cities
- 15, most in South Windsor, Ct
- Registered there that day
- 617 (people still on IAPD; an estimate)
- Share of that headcount
- 3.4%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.