RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G••• S•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 13, 2025 · Grand Rapids, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 3, 2015 to Sep 22, 2025 · Portage, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAApr 20, 2011 to Jul 20, 2015 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 14, 1998 to Apr 4, 2006 · Portage, Mi
- H•••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 20, 2015, registered Dec 3, 2015 (136 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to H•••• F•••••••• S•••••••• I•••left Apr 4, 2006, registered Apr 20, 2011 (1842 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address