R•••• A•••• H•••••••

L•• F•••••••• L••BD affiliatedGlen Allen, Vadual registrantIAPD 2823207

Feed of 09/14/2026

Also filed as R••••• A•••• H••••••••• A• H••••••••• A• H•••••••

At current firm

6 y

since Dec 2, 2019

In the industry

23 y

since Sep 27, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 2, 2019 · Glen Allen, Va
V•••• F•••••••• A•••••••• I••• BD affiliated
May 17, 2010 to Nov 27, 2019 · Richmond, Va
M•• F•••••••• S•••••••• I••• former
Mar 4, 2008 to May 19, 2008 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
left Nov 27, 2019, registered Dec 2, 2019 (5 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••
left May 19, 2008, registered May 17, 2010 (728 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address