RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• C••••••
- E• W••••• A••••••• independent RIA currentsince Jan 16, 2025 · Torrance, Ca
- 4••• G•• formerDec 3, 2013 to Nov 16, 2017 · Brighton, Mi
- 4••• G••• L•• formerOct 5, 2011 to Dec 24, 2013 · Brighton, Mi
- E•••••••• W••••• M••••••••• L•• formerOct 29, 2010 to Jan 22, 2025 · Brighton, Mi
- I••••• F•••••••• C••••••••• formerMay 18, 2010 to Jun 5, 2017 · Brighton, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 31, 2005 to Jun 22, 2007 · Brighton, Mi
- E•••••••• W••••• M••••••••• L•• to 4••• G••• L••left Jan 22, 2025, registered Oct 5, 2011 (-4858 days) · Other
- 4••• G•• to E• W••••• A•••••••left Nov 16, 2017, registered Jan 16, 2025 (2618 days) · Other · moved with a team
- I••••• F•••••••• C••••••••• to E•••••••• W••••• M••••••••• L••left Jun 5, 2017, registered Oct 29, 2010 (-2411 days) · Other · moved with a team
- 4••• G••• L•• to 4••• G••left Dec 24, 2013, registered Dec 3, 2013 (-21 days) · channel change inside one enterprise, not a move
- F•••• T•••• S••••••••• I••• to I••••• F•••••••• C•••••••••left Jun 22, 2007, registered May 18, 2010 (1061 days) · Other
- M•••••• R••••• C•••••• left E•••••••• W••••• M••••••••• L•• for 4••• G••• L•• (registered 2011-10-05)Jan 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address