DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Edward Mullin
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Michael Mullin
At current firm
9 y
since Nov 23, 2016
In the industry
29 y
since Dec 7, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Claro Advisors Inc. independent RIA currentsince Nov 23, 2016 · Boston, Ma
- Mem Capital Advisors unclassifiedFeb 8, 2011 to Dec 31, 2016 · Quincy, Ma
- Boston Research And Management, Inc. independent RIADec 19, 2008 to Nov 26, 2010 · Manchester, Ma
- Leucadia Asset Management LLC asset managerMay 3, 2007 to Apr 10, 2008 · Boston, Ma
- Thomas Weisel Partners LLC formerOct 19, 2005 to May 7, 2007 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Mem Capital Advisors to Claro Advisors Inc.left Dec 31, 2016, registered Nov 23, 2016 (-38 days) · Other
- Boston Research And Management, Inc. to Mem Capital Advisorsleft Nov 26, 2010, registered Feb 8, 2011 (74 days) · Other
- Leucadia Asset Management LLC to Boston Research And Management, Inc.left Apr 10, 2008, registered Dec 19, 2008 (253 days) · Other
- Thomas Weisel Partners LLC to Leucadia Asset Management LLCleft May 7, 2007, registered May 3, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address