S•••• A•••••• G••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 1, 2023 · San Diego, Ca
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Mar 8, 2023 · La Jolla, Ca
• P••••••••• E••••• G••••• L•• unclassified
  Apr 2, 1999 to Jul 1, 2003 · San Diego, Ca

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Mar 8, 2023, registered Mar 1, 2023 (-7 days) · Wirehouse to independent RIA · moved with a team
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

• S•••• A•••••• G•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2023-03-01)
  Mar 8, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address