RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M••••• R••••••••
- I••••••••• I••••••••• S••••••••• independent RIA currentsince Jun 16, 2026 · Carmel, In
- I••••••••• I••••••••• S••••••••• independent RIAJul 31, 2025 to May 1, 2026 · Carmel, In
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Jul 30, 2025 · Carmel, In
- S••••••••• A•••••• A•••••••• I••• formerJan 28, 2021 to Jun 14, 2024 · Inidanapolis, In
- I••••••••• I••••••••• S••••••••• independent RIAAug 25, 2008 to Feb 8, 2019 · Carmel, In
- M•••• C••••••• A••••••• S•••••• BD affiliatedMar 28, 2007 to Aug 18, 2008 · Palm Beach Gardens, Fl
- I••••••••• I••••••••• S••••••••• independent RIAFeb 14, 2002 to Mar 13, 2007 · Carmel, In
- O•••• W•••••• I••• to I••••••••• I••••••••• S•••••••••left Jul 30, 2025, registered Jul 31, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• I••••••••• S••••••••• to S••••••••• A•••••• A•••••••• I•••left Feb 8, 2019, registered Jan 28, 2021 (720 days) · RIA to affiliated broker-dealer or bank
- M•••• C••••••• A••••••• S•••••• to I••••••••• I••••••••• S•••••••••left Aug 18, 2008, registered Aug 25, 2008 (7 days) · Other
- I••••••••• I••••••••• S••••••••• to M•••• C••••••• A••••••• S••••••left Mar 13, 2007, registered Mar 28, 2007 (15 days) · Other
- D•••• M••••• R•••••••• left O•••• W•••••• I••• for I••••••••• I••••••••• S••••••••• (registered 2025-07-31)Jul 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address