RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• J•••••••
- O••••••• B•• W••••• P••••••• independent RIA currentsince May 31, 2023 · Flemington, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to May 18, 2023 · Flemington, Nj
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Nov 12, 2020 · Flemington, Nj
- F•••• A••••• S••••••••• I••• formerSep 15, 2010 to Jul 2, 2012 · Flemington, Nj
- N•• A•••••• S•••••••• L•• formerOct 1, 2007 to Sep 17, 2010 · Lincroft, Nj
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 18, 2005 to Oct 4, 2007 · East Brunswick, Nj
- C••••• I••••••••• A••••••• L•• to O••••••• B•• W••••• P•••••••left May 18, 2023, registered May 31, 2023 (13 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to F•••• A••••• S••••••••• I•••left Sep 17, 2010, registered Sep 15, 2010 (-2 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to N•• A•••••• S•••••••• L••left Oct 4, 2007, registered Oct 1, 2007 (-3 days) · Other
- D•••• W•••• J••••••• left C••••• I••••••••• A••••••• L•• for O••••••• B•• W••••• P••••••• (registered 2023-05-31)May 18, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address