RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• J••• S••••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Rapid City, Sd
- U••• B•••••• I••••••••• I••• formerFeb 6, 2025 to Feb 13, 2026 · Saint Paul, Mn
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Dec 31, 2008 · Rapid City, Sd
- B•• F•••••••• A•••••••• L•• formerApr 28, 2005 to Mar 9, 2009 · Rapid City, Sd
- S••••••••• S••••••••• I••• unclassifiedMay 1, 2002 to Oct 31, 2005 · Rapid City, Sd
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- B•• F•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Mar 9, 2009, registered Oct 31, 2005 (-1225 days) · Other
- S•••••••• F••••••••• I••• to U••• B•••••• I••••••••• I•••left Dec 31, 2008, registered Feb 6, 2025 (5881 days) · Other
- S••••••••• S••••••••• I••• to B•• F•••••••• A•••••••• L••left Oct 31, 2005, registered Apr 28, 2005 (-186 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address