DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• J• S•••••••••

V•••••• A•••••••• I•••BD affiliatedAkron, Ohdual registrantIAPD 2830963

Feed of 09/14/2026

Also filed as Heath James Smargiasso

At current firm

5 y

since Dec 8, 2020

In the industry

29 y

since Dec 13, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• A•••••••• I••• BD affiliated current
since Dec 8, 2020 · Akron, Oh
S••••••••• A•••••• A•••••••• I••• former
Sep 25, 2020 to Dec 8, 2020 · La Vista, Ne
S•• A•••••••• I••• former
Jun 2, 2017 to Sep 30, 2020 · Knoxville, Tn
E••••••• A••••••••• L•• state registered
Aug 24, 2015 to Jul 21, 2016 · Fairlawn, Oh
S••••••• • C••••••• L•• independent RIA
Feb 10, 2005 to Jul 21, 2016 · Akron, Oh
S•• A•••••••• I••• former
Feb 10, 2004 to Feb 23, 2005 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to V•••••• A•••••••• I•••
left Dec 8, 2020, registered Dec 8, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Sep 30, 2020, registered Sep 25, 2020 (-5 days) · corporate re-registration, not a move
S••••••• • C••••••• L•• to E••••••• A••••••••• L••
left Jul 21, 2016, registered Aug 24, 2015 (-332 days) · Other
E••••••• A••••••••• L•• to S•• A•••••••• I•••
left Jul 21, 2016, registered Jun 2, 2017 (316 days) · Other
S•• A•••••••• I••• to S••••••• • C••••••• L••
left Feb 23, 2005, registered Feb 10, 2005 (-13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address