DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Scofield & Company, LLC
Latest filing Aug 3, 2026
First filing on the tape Mar 5, 2012 · 2 filings
SEC status approved since Aug 21, 2026
RAUM
$114M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$114M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$22.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$114M as of Aug 3, 2026
Mar 5, 2012$53.6M then
HNW client RAUM: $92.2M
State-registered IARs (5.B.3): 4
Employees (5.A): 5
Private funds: no history
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $22.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $504,740derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.2M81%
- Individuals$21.4M19%
- Charitable organizations$30,0000.0%
- Individual clients
- 85reported
- HNW clients
- 18reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 225reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alan Wayne Scofield | Fairlawn, Oh | Jun 30, 2003 | 35 y | 0 |
| Thomas L Foushee | Fairlawn, Oh | Dec 5, 2008 | 19 y | 0 |
| Andrew Jeffrey Harpel | Fairlawn, Oh | Feb 2, 2016 | 14 y | 0 |
| Casey Peter Urdiales | Fairlawn, Oh | Apr 5, 2016 | 11 y | 0 |
| Derek Evan Crawford | Fairlawn, Oh | Jan 12, 2023 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Benjamin Arthur Walton to Edgetech Analytics, LLCSep 2, 2025 · Other
- Heath J Smargiasso to Edgetech Analytics, LLCJul 21, 2016 · Other
- Derek Lee Crihfield to Edward JonesFeb 25, 2015 · Other
Joined, latest
- Heath J Smargiasso from Ssn Advisory, Inc.Feb 10, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne Alan Scofield · Ownercontrolsince 04/1984 · owns 75% or more
- James Heath Smargiasso · Chief Compliance Officercontrolsince 01/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairlawn, Oh · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Aug 3, 2026hourly charges (Item 5.E.2): yes on the filing of 2012-03-05, no on the filing of 2026-08-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 334 to 225Mar 5, 2012 to Aug 3, 2026
- Advisory employees · unset to 3.0Mar 5, 2012 to Aug 3, 2026
- BD registered reps · unset to 2.0Mar 5, 2012 to Aug 3, 2026
- Charity clients · unset to 1.0Mar 5, 2012 to Aug 3, 2026
- Corporate clients · unset to 0.0Mar 5, 2012 to Aug 3, 2026
- HNW clients · unset to 18.0Mar 5, 2012 to Aug 3, 2026
- Individual clients · unset to 85.0Mar 5, 2012 to Aug 3, 2026
- Pension plan clients · unset to 0.0Mar 5, 2012 to Aug 3, 2026
- Pooled vehicle clients · unset to 0.0Mar 5, 2012 to Aug 3, 2026
- Employees · unset to 5.0Mar 5, 2012 to Aug 3, 2026
- Insurance-licensed employees · 3 to 4Mar 5, 2012 to Aug 3, 2026
- Financial planning clients · 0 to 0Mar 5, 2012 to Aug 3, 2026
- HQ city · AKRON to FAIRLAWNMar 5, 2012 to Aug 3, 2026
- State-registered IARs · unset to 4.0Mar 5, 2012 to Aug 3, 2026
- Other offices · unset to 0.0Mar 5, 2012 to Aug 3, 2026
- Discretionary RAUM · $53.6M to $114MMar 5, 2012 to Aug 3, 2026
- HNW RAUM · unset to 92175468.0Mar 5, 2012 to Aug 3, 2026
- Individual RAUM · unset to 21360926.0Mar 5, 2012 to Aug 3, 2026
- RAUM · $53.6M to $114MMar 5, 2012 to Aug 3, 2026
- Related adviser · false to trueMar 5, 2012 to Aug 3, 2026
Signals
1 dated events
- Benjamin Arthur Walton left Scofield & Company, Llc for Edgetech Analytics, Llc (registered 2023-04-13)Sep 2, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 330-668-2616reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026