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Registered advisor
G•••••• L•••• C••••
Feed of 09/14/2026
Also filed as Greg C••••
At current firm
1 y
since Nov 14, 2024
In the industry
28 y
since Oct 16, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMOct 29, 2014 to Nov 14, 2024 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerApr 17, 2014 to Oct 23, 2014 · Birmingham, Al
- M•• F•••••••• S•••••••• I••• formerFeb 29, 2008 to Apr 4, 2014 · Birmingham, Al
- E•••• S••••••••• L•• BD affiliatedDec 13, 2002 to Feb 20, 2008 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- C•••••••• F•••••••• G•••• A••••••• to P•••• S••••••••• L••left Oct 23, 2014, registered Oct 29, 2014 (6 days) · Other
- M•• F•••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Apr 4, 2014, registered Apr 17, 2014 (13 days) · Other
- E•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Feb 20, 2008, registered Feb 29, 2008 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address