DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• L•• B•••••

C••••• P••••••• L••independent RIANew York, Ny IA-onlyIAPD 2831427

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• B•••••

At current firm

4 y

since Feb 8, 2022

In the industry

30 y

since Dec 6, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Feb 8, 2022 · Boston, Ma
F•••• T•••• D••••• I••••••• former
Dec 6, 2018 to Sep 20, 2021 · Boston, Ma
D••••••• A••••••• L•• former
Mar 3, 2010 to Jan 6, 2022 · Boston, Ma
C•••••• A••••••• S••••••• I••• unclassified
Dec 17, 2004 to Apr 16, 2009 · Waltham, Ma
T•••••• F•••••••• S••••••• I•• unclassified
Dec 6, 1995 to Dec 16, 2004 · Waltham, Ma

Moves

a registration end followed by a registration begin elsewhere

D••••••• A••••••• L•• to F•••• T•••• D••••• I•••••••
left Jan 6, 2022, registered Dec 6, 2018 (-1127 days) · Other · moved with a team
F•••• T•••• D••••• I••••••• to C••••• P••••••• L••
left Sep 20, 2021, registered Feb 8, 2022 (141 days) · RIA to RIA
C•••••• A••••••• S••••••• I••• to D••••••• A••••••• L••
left Apr 16, 2009, registered Mar 3, 2010 (321 days) · Other
T•••••• F•••••••• S••••••• I•• to C•••••• A••••••• S••••••• I•••
left Dec 16, 2004, registered Dec 17, 2004 (1 days) · Other

Signals

D•••• L•• B••••• left D••••••• A••••••• L•• for F•••• T•••• D••••• I••••••• (registered 2018-12-06)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address