DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffry Francis Axe
Feed of 09/17/2026
Also filed as Jeff Axe
At current firm
1 y
since Jan 27, 2025
In the industry
26 y
since Sep 19, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 29, 2026 · Canton, Oh
- Huntington Financial Advisors BD affiliated currentsince Jan 27, 2025 · Canton, Oh
- Citizens Securities, Inc. BD affiliatedFeb 1, 2021 to Jul 10, 2024 · Canton, Oh
- MML Investors Services, LLC BD affiliatedAug 13, 2020 to Dec 21, 2020 · North Canton, Oh
- Pruco Securities, LLC no RAUMApr 22, 2019 to Aug 12, 2020 · Mayfield Heights, Oh
- Ameriprise Financial Services, LLC national BDSep 19, 1999 to Apr 5, 2019 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Citizens Securities, Inc. to Huntington Financial Advisorsleft Jul 10, 2024, registered Jan 27, 2025 (201 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Citizens Securities, Inc.left Dec 21, 2020, registered Feb 1, 2021 (42 days) · Affiliated broker-dealer or bank to another
- Pruco Securities, LLC to MML Investors Services, LLCleft Aug 12, 2020, registered Aug 13, 2020 (1 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to Pruco Securities, LLCleft Apr 5, 2019, registered Apr 22, 2019 (17 days) · Affiliated broker-dealer or bank to another
Signals
- Jeffry Francis Axe left Citizens Securities, Inc. for Huntington Financial Advisors (registered 2025-01-27)Jul 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address