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Registered advisor
P••••••• E••••• H••••
Feed of 09/14/2026
Also filed as Patricia Elaine Herndon
At current firm
6 y
since Nov 26, 2019
In the industry
27 y
since May 15, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 26, 2019 · Indianapolis, In
- F•••• T•••• S••••••••• I••• BD affiliatedMar 27, 2008 to Feb 15, 2019 · Indianapolis, In
- B••• O•• S••••••••• C••••••••• unclassifiedJul 19, 2001 to Jun 24, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to M••••• S••••••left Feb 15, 2019, registered Nov 26, 2019 (284 days) · Affiliated broker-dealer or bank to wirehouse
- B••• O•• S••••••••• C••••••••• to F•••• T•••• S••••••••• I•••left Jun 24, 2004, registered Mar 27, 2008 (1372 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address