RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A••• B•••••
- B••• A••••••• independent RIA currentsince May 4, 2026 · Montgomeryville, Pa
- G••• Q•••• A•••••••• L•• state registeredSep 22, 2014 to Jun 22, 2026 · Berwyn, Pa
- C••••••• A•••• M••••••••• I••• independent RIAMay 7, 2013 to May 22, 2014 · Feasterville, Pa
- U••••• C•••••• F•••••••• A••••••• independent RIAFeb 9, 2011 to Nov 20, 2012 · Lower Gwynedd, Pa
- S••• F•••••••• G•••• I••• independent RIAAug 13, 2008 to Apr 20, 2009 · West Conshohocken, Pa
- H•••••• T••••••• • K•••• L•• independent RIAMay 12, 2004 to Mar 6, 2007 · Horsham, Pa
- G••• Q•••• A•••••••• L•• to B••• A•••••••left Jun 22, 2026, registered May 4, 2026 (-49 days) · Other
- C••••••• A•••• M••••••••• I••• to G••• Q•••• A•••••••• L••left May 22, 2014, registered Sep 22, 2014 (123 days) · Other
- U••••• C•••••• F•••••••• A••••••• to C••••••• A•••• M••••••••• I•••left Nov 20, 2012, registered May 7, 2013 (168 days) · Other
- S••• F•••••••• G•••• I••• to U••••• C•••••• F•••••••• A•••••••left Apr 20, 2009, registered Feb 9, 2011 (660 days) · Other
- H•••••• T••••••• • K•••• L•• to S••• F•••••••• G•••• I•••left Mar 6, 2007, registered Aug 13, 2008 (526 days) · Other
- L••• A••• B••••• left G••• Q•••• A•••••••• L•• for B••• A••••••• (registered 2026-05-04)Jun 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address