DFX Intelligence
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Registered advisor
M•••••• H••• V•• E•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as D•••• V••••••••• H••• V••••••••• H••• V•••••••••
At current firm
10 y
since Jun 24, 2016
In the industry
29 y
since Jan 23, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jun 24, 2016 · Austin, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Apr 11, 2016 · Jonestown, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 31, 2006 to Jan 2, 2009 · Austin, Tx
- W•••••• • R••• formerAug 25, 1997 to Mar 30, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T••••••••• F•••••••• A•••••••• L••left Apr 11, 2016, registered Jun 24, 2016 (74 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 30, 2006, registered Mar 31, 2006 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address