DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steve Blake Allender
Cambridge Investment Research Advisors, Inc.BD affiliatedBuena Vista, Co dual registrantIAPD 2834732
Feed of 09/14/2026
At current firm
13 y
since Nov 12, 2012
In the industry
26 y
since Dec 17, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 12, 2012 · Greenwood Village, Co
- Woodbury Financial Services, Inc. formerNov 4, 2002 to Nov 14, 2012 · Greenwood Village, Co
- Osaic Fa, Inc. formerJun 9, 2000 to Nov 6, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 14, 2012, registered Nov 12, 2012 (-2 days) · Other
- Osaic Fa, Inc. to Woodbury Financial Services, Inc.left Nov 6, 2002, registered Nov 4, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address