DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Paul Nunez

Agora Investmentsstate registeredDayton, OhIA-onlyIAPD 2835929

Feed of 09/14/2026

Also filed as James P Nunez

At current firm

2 y

since Jul 13, 2024

In the industry

30 y

since Feb 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Agora Investments state registered current
since Jul 13, 2024 · Dayton, Oh
J. W. Cole Advisors, Inc. BD affiliated
Apr 17, 2019 to Jul 22, 2024 · Dayton, Oh
Global Financial Private Capital, Inc. former
Mar 14, 2018 to Apr 23, 2019 · Dayton, Oh
Redhawk Wealth Advisors, Inc. independent RIA
Sep 3, 2014 to Oct 26, 2017 · Dayton, Oh
Founders Financial Securities, LLC independent RIA
Aug 21, 2012 to Sep 2, 2014 · Dayton, Oh
Brokersxpress LLC former
Feb 1, 2012 to Aug 23, 2012 · Dayton, Oh
Westminster Financial Advisory Corp independent RIA
Jan 9, 2003 to Dec 31, 2011 · Vandalia, Oh

Moves

a registration end followed by a registration begin elsewhere

J. W. Cole Advisors, Inc. to Agora Investments
left Jul 22, 2024, registered Jul 13, 2024 (-9 days) · Affiliated broker-dealer or bank to a state-registered adviser
Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.
left Apr 23, 2019, registered Apr 17, 2019 (-6 days) · corporate re-registration, not a move
Redhawk Wealth Advisors, Inc. to Global Financial Private Capital, Inc.
left Oct 26, 2017, registered Mar 14, 2018 (139 days) · Other
Founders Financial Securities, LLC to Redhawk Wealth Advisors, Inc.
left Sep 2, 2014, registered Sep 3, 2014 (1 days) · Other
Brokersxpress LLC to Founders Financial Securities, LLC
left Aug 23, 2012, registered Aug 21, 2012 (-2 days) · Other
Westminster Financial Advisory Corp to Brokersxpress LLC
left Dec 31, 2011, registered Feb 1, 2012 (32 days) · Other

Signals

James Paul Nunez left J. W. Cole Advisors, Inc. for Agora Investments (registered 2024-07-13)
Jul 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address