DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cory James Watson

Integrity Alliance, LLCBD affiliatedUrbandale, Ia dual registrantIAPD 2837924

Feed of 09/14/2026

At current firm

0 y

since Sep 24, 2025

In the industry

28 y

since Jul 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Alliance, LLC BD affiliated current
since Sep 24, 2025 · Keokuk, Ia
Cambridge Investment Research Advisors, Inc. BD affiliated
Apr 1, 2014 to Sep 24, 2025 · Keokuk, Ia
LPL Financial LLC BD affiliated
Dec 16, 2002 to Apr 7, 2014 · Quincy, Il
Howard Weil Incorporated unclassified
Jan 1, 1999 to Oct 30, 2002 · Keokuk, Ia

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Integrity Alliance, LLC
left Sep 24, 2025, registered Sep 24, 2025 (0 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Cambridge Investment Research Advisors, Inc.
left Apr 7, 2014, registered Apr 1, 2014 (-6 days) · Other
Howard Weil Incorporated to LPL Financial LLC
left Oct 30, 2002, registered Dec 16, 2002 (47 days) · Other

Signals

Cory James Watson left Cambridge Investment Research Advisors, Inc. for Integrity Alliance, Llc (registered 2025-09-24)
Sep 24, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address