DFX Intelligence
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Registered advisor
D•••• M•••••••
Certified Financial Planner
Feed of 09/17/2026
Also filed as D•••• Z••••••••• Z•••••••
At current firm
0 y
since Sep 2, 2026
In the industry
28 y
since Jul 27, 1998 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
20
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
20
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Sep 2, 2026 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
- D•••• M••••••• added a MA registration at P••• A••••• S••••••••• L••Sep 16, 2026 · New state registration · fact
- D•••• M••••••• added a NV registration at P••• A••••• S••••••••• L••Sep 8, 2026 · New state registration · fact
- D•••• M••••••• added a VT registration at P••• A••••• S••••••••• L••Sep 3, 2026 · New state registration · fact
- D•••• M••••••• added a FL registration at P••• A••••• S••••••••• L••Sep 3, 2026 · New state registration · fact
- D•••• M••••••• added a IL registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a MD registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a NH registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a NJ registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a NY registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a NC registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a OH registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a PA registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a RI registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a TX registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a VA registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a CA registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a WA registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a CO registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a CT registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
- D•••• M••••••• added a DE registration at P••• A••••• S••••••••• L••Sep 2, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address