RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C•••••• P••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 31, 2022 · Allison Park, Pa
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 21, 2022 to Nov 22, 2022 · Pittsburgh - Wexford, Pa
- H••••••••• I••• formerMar 1, 2022 to Oct 21, 2022 · Wexford, Pa
- R••••• W• B•••• • C•• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 22, 2022, registered Oct 31, 2022 (-22 days) · RIA to affiliated broker-dealer or bank
- H••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 21, 2022, registered Oct 21, 2022 (0 days) · corporate re-registration, not a move
- T••••• C•••••• P•••••• left R••••• W• B•••• • C•• I••••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-10-31)Nov 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address