RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•••••• M••••••••
- K•• F•••••••• P••••••• • W••••• M••••••••• L•• independent RIA currentsince Jan 2, 2026 · St. Charles, Il
- A•••• W••••• A•••••••• L•• BD affiliatedJun 29, 2023 to Mar 23, 2026 · St. Charles, Il
- W•••••• W••••• P•••••••• L•• formerMay 26, 2010 to Jan 23, 2012 · W••••••, Il
- A••••• F•••••••• P•••••••• I••• independent RIAAug 4, 2006 to Jul 3, 2023 · Davenport, Ia
- Q•• F•••••••• L•• unclassifiedFeb 26, 2002 to Aug 3, 2006 · St Charles, Il
- A•••• W••••• A•••••••• L•• to K•• F•••••••• P••••••• • W••••• M••••••••• L••left Mar 23, 2026, registered Jan 2, 2026 (-80 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- A••••• F•••••••• P•••••••• I••• to W•••••• W••••• P•••••••• L••left Jul 3, 2023, registered May 26, 2010 (-4786 days) · Other
- W•••••• W••••• P•••••••• L•• to A•••• W••••• A•••••••• L••left Jan 23, 2012, registered Jun 29, 2023 (4175 days) · Other
- Q•• F•••••••• L•• to A••••• F•••••••• P•••••••• I•••left Aug 3, 2006, registered Aug 4, 2006 (1 days) · Other
- K•••• R•••••• M•••••••• left A•••• W••••• A•••••••• L•• for K•• F•••••••• P••••••• • W••••• M••••••••• L•• (registered 2026-01-02)Mar 23, 2026 · Advisor changed firm · fact
- K•••• R•••••• M•••••••• left A••••• F•••••••• P•••••••• I••• for W•••••• W••••• P•••••••• L•• (registered 2010-05-26)Jul 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address