RIA Intelligence

• N•••••••• B••••• B• L•• no RAUM current
  since Nov 26, 2025 · Manhattan Beach, Ca
• H••••••• F•••• asset manager
  May 18, 2015 to Sep 21, 2021 · Manhattan Beach, Ca
• F•••• T•••• A••••••• L• asset manager
  Nov 15, 2011 to Dec 17, 2014 · Wheaton, Il
• I•••••• A•••••••• I••• asset manager
  Jun 7, 2010 to Nov 9, 2011 · Atlanta, Ga
• V•• K••••• A••••••• I•• unclassified
  Feb 8, 2006 to Jun 3, 2010 · Manhattan Beach, Ca
• M••••• S•••••• D• I••• unclassified
  Mar 24, 2005 to Feb 2, 2006 · New York, Ny

• H••••••• F•••• to N•••••••• B••••• B• L••
  left Sep 21, 2021, registered Nov 26, 2025 (1527 days) · Other
• F•••• T•••• A••••••• L• to H••••••• F••••
  left Dec 17, 2014, registered May 18, 2015 (152 days) · Other
• I•••••• A•••••••• I••• to F•••• T•••• A••••••• L•
  left Nov 9, 2011, registered Nov 15, 2011 (6 days) · Other
• V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••
  left Jun 3, 2010, registered Jun 7, 2010 (4 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to V•• K••••• A••••••• I••
  left Feb 2, 2006, registered Feb 8, 2006 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address