DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Douglas Thomas
Feed of 09/14/2026
Also filed as Jeff Thomas
At current firm
6 y
since Nov 1, 2019
In the industry
29 y
since Feb 13, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 1, 2019 · Johns Creek, Ga
- Triad Advisors, LLC formerNov 7, 2014 to Oct 31, 2019 · Peachtree Corners, Ga
- Resource Horizons Investment Advisory, Inc. formerJan 8, 2008 to Dec 31, 2014 · Norcross, Ga
- Resource Horizons Group LLC unclassifiedMay 2, 2006 to Dec 31, 2007 · Alpharetta, Ga
- 1st Discount Brokerage, Inc. independent RIAMay 6, 2004 to Dec 9, 2004 · Orange Park, Fl
- MML Investors Services, LLC BD affiliatedMar 20, 2003 to May 14, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Triad Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Oct 31, 2019, registered Nov 1, 2019 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Resource Horizons Investment Advisory, Inc. to Triad Advisors, LLCleft Dec 31, 2014, registered Nov 7, 2014 (-54 days) · Other
- Resource Horizons Group LLC to Resource Horizons Investment Advisory, Inc.left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
- 1st Discount Brokerage, Inc. to Resource Horizons Group LLCleft Dec 9, 2004, registered May 2, 2006 (509 days) · Other
- MML Investors Services, LLC to 1st Discount Brokerage, Inc.left May 14, 2004, registered May 6, 2004 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address