M•••••• J••••• P•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Westmont, Il
• U••• B•••••• I••••••••• I••• former
  Jun 20, 2014 to Feb 13, 2026 · Lisle, Il
• C••••••• S••••••••• I••• BD affiliated
  Aug 13, 2012 to Jun 23, 2014 · Westmont, Il
• S••••••• I••••••••• S•••••••• I••• former
  Jun 12, 2006 to Jul 26, 2012 · North Palm Beach, Fl
• W•••• F•••• A••••••• wirehouse
  Oct 1, 2000 to Apr 5, 2006 · Palm Beach Gardens, Fl

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• C••••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••
  left Jun 23, 2014, registered Jun 20, 2014 (-3 days) · Other
• S••••••• I••••••••• S•••••••• I••• to C••••••• S••••••••• I•••
  left Jul 26, 2012, registered Aug 13, 2012 (18 days) · Other
• W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
  left Apr 5, 2006, registered Jun 12, 2006 (68 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address