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Registered advisor
H•••• M• S••••
Feed of 09/14/2026
Also filed as Harry Montrose Slade
At current firm
3 y
since Mar 3, 2023
In the industry
29 y
since Nov 1, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 3, 2023 · Ellicott City, Md
- E••••• J•••• national BDJul 2, 2007 to Mar 6, 2023 · Ellicott City, Md
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Mar 6, 2023, registered Mar 3, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- H•••• M• S•••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-03-03)Mar 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address