DFX Intelligence
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Registered advisor
C••••••••• J••••• G•••••
Feed of 09/14/2026
Also filed as C••••••••• J• G•••••
At current firm
5 y
since Dec 14, 2020
In the industry
29 y
since Apr 7, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 14, 2020 · Pittsburgh, Pa
- S•••••••• F••••••••• I••• formerJan 15, 2016 to Dec 18, 2020 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to L•• F•••••••• L••left Dec 18, 2020, registered Dec 14, 2020 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address