RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• J••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 20, 2020 · Pittsburgh, Pa
- O•••• F•• I••• formerDec 8, 2011 to Aug 21, 2020 · Wexford, Pa
- S••••• I••••••••• A••••••• unclassifiedSep 6, 2002 to Dec 31, 2011 · Wexford, Pa
- O•••• F•• I••• to L•• F•••••••• L••left Aug 21, 2020, registered Aug 20, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••• I••••••••• A••••••• to O•••• F•• I•••left Dec 31, 2011, registered Dec 8, 2011 (-23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address