DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Alexander Cuozzi
Feed of 09/15/2026
At current firm
5 y
since Oct 19, 2020
In the industry
21 y
since Jan 11, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Oct 19, 2020 · Mt Pleasant, Sc
- Cleararc Capital, Inc. formerSep 19, 2006 to Jul 10, 2008 · Pittsburgh, Pa
- Morgan Stanley Dw Inc. unclassifiedJan 11, 2005 to Jan 17, 2006 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cleararc Capital, Inc. to Private Advisor Group, LLCleft Jul 10, 2008, registered Oct 19, 2020 (4484 days) · Other
- Morgan Stanley Dw Inc. to Cleararc Capital, Inc.left Jan 17, 2006, registered Sep 19, 2006 (245 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address