DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joel David Heinlein
Feed of 09/14/2026
Also filed as Joel Heineken
At current firm
1 y
since Dec 16, 2024
In the industry
22 y
since Sep 3, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Dec 16, 2024 · Grand Ledge, Mi
- Regal Investment Advisors LLC BD affiliatedJul 1, 2019 to Dec 23, 2024 · Kentwood, Mi
- Legacy Planning & Associates, Inc. formerDec 13, 2017 to Jun 27, 2018 · Grand Rapids, Mi
- Wells Fargo Advisors wirehouseOct 23, 2013 to Nov 30, 2017 · Grand Rapids, Mi
- American Portfolios Advisors, Inc formerSep 9, 2009 to Sep 10, 2009 · Holbrook, Ny
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Cambridge Investment Research Advisors, Inc.left Dec 23, 2024, registered Dec 16, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- Legacy Planning & Associates, Inc. to Regal Investment Advisors LLCleft Jun 27, 2018, registered Jul 1, 2019 (369 days) · RIA to affiliated broker-dealer or bank
- Wells Fargo Advisors to Legacy Planning & Associates, Inc.left Nov 30, 2017, registered Dec 13, 2017 (13 days) · Wirehouse to independent RIA
- American Portfolios Advisors, Inc to Wells Fargo Advisorsleft Sep 10, 2009, registered Oct 23, 2013 (1504 days) · Other
Signals
- Joel David Heinlein left Regal Investment Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-12-16)Dec 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address