DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• B•••• K•••••••

S••••• F••••• O••••• S•••••••• L••state registeredWoodinville,, Wa IA-onlyIAPD 2862943

Feed of 09/14/2026

Also filed as Jeff K•••••••

At current firm

1 y

since Dec 19, 2024

In the industry

27 y

since Jun 3, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F••••• O••••• S•••••••• L•• state registered current
since Dec 19, 2024 · Woodinville,, Wa
S••••• F•••••••• G•••• independent RIA
Mar 7, 2023 to Dec 23, 2024 · Bellevue, Wa
S••••• F••••• O••••• S•••••••• L•• state registered
Jan 6, 2017 to Feb 16, 2023 · Bellevue, Wa
C••••••• C•••••• L•• unclassified
Aug 13, 2015 to Dec 27, 2016 · Issaquah, Wa
C•••••• C•••••• M••••••••• former
Feb 11, 2011 to Apr 15, 2015 · Bellevue, Wa
C•••••• S••••••••• C••••••••• unclassified
Feb 2, 2011 to Feb 20, 2015 · Bellevue, Wa
R•••• C•••••• L•• unclassified
Oct 16, 2003 to Jun 30, 2010 · Seattle, Wa
R•••• C•••••• M••••••••• I•• unclassified
Jun 3, 1999 to Dec 31, 2004 · Seattle , Wa

Moves

a registration end followed by a registration begin elsewhere

S••••• F•••••••• G•••• to S••••• F••••• O••••• S•••••••• L••
left Dec 23, 2024, registered Dec 19, 2024 (-4 days) · RIA to a state-registered adviser
S••••• F••••• O••••• S•••••••• L•• to S••••• F•••••••• G••••
left Feb 16, 2023, registered Mar 7, 2023 (19 days) · Other
C••••••• C•••••• L•• to S••••• F••••• O••••• S•••••••• L••
left Dec 27, 2016, registered Jan 6, 2017 (10 days) · Other
C•••••• C•••••• M••••••••• to C••••••• C•••••• L••
left Apr 15, 2015, registered Aug 13, 2015 (120 days) · Other
C•••••• S••••••••• C••••••••• to C•••••• C•••••• M•••••••••
left Feb 20, 2015, registered Feb 11, 2011 (-1470 days) · Other
R•••• C•••••• L•• to C•••••• S••••••••• C•••••••••
left Jun 30, 2010, registered Feb 2, 2011 (217 days) · Other
R•••• C•••••• M••••••••• I•• to R•••• C•••••• L••
left Dec 31, 2004, registered Oct 16, 2003 (-442 days) · Other

Signals

J•••••• B•••• K••••••• left S••••• F•••••••• G•••• for S••••• F••••• O••••• S•••••••• L•• (registered 2024-12-19)
Dec 23, 2024 · Advisor changed firm · fact
J•••••• B•••• K••••••• left S••••• F••••• O••••• S•••••••• L•• for S••••• F•••••••• G•••• (registered 2023-03-07)
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address