RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• G••••• W••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 23, 2014 · Mcdonald, Pa
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 18, 2013 to Jul 23, 2014 · Oakdale, Pa
- F••••••• F•••••••• A••••••• independent RIAJun 7, 2005 to Sep 21, 2012 · Bridgeville, Pa
- W•••••• P•••••• W••••• independent RIADec 10, 2004 to Jun 21, 2010 · Bridgeville, Pa
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Jul 23, 2014, registered Jun 23, 2014 (-30 days) · Other
- F••••••• F•••••••• A••••••• to S•••••• W••••• P•••••••• L••left Sep 21, 2012, registered Jan 18, 2013 (119 days) · Other
- W•••••• P•••••• W••••• to F••••••• F•••••••• A•••••••left Jun 21, 2010, registered Jun 7, 2005 (-1840 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address