DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Waldron Private Wealth
Legal name Waldron Private Wealth, LLC
Latest filing Aug 4, 2026
First filing on the tape Feb 1, 2013 · 66 filings
SEC status approved since Feb 19, 2013
RAUM
$5.5B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$5.5B individuals and HNW
Advisors
43
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
70
47 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$5.5B as of Aug 4, 2026
Mar 28, 2013$850M then
HNW client RAUM$5.4B as of Aug 4, 2026
Feb 1, 2018$1.7B then
State-registered IARs (5.B.3)45 as of Aug 4, 2026
Mar 28, 201314 then
Employees (5.A)70 as of Aug 4, 2026
Mar 28, 201314 then
Private funds: 1
RAUM +22% over the last fiscal year+15% a year over threeIARs 41 to 45offices 2 to 3
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $131MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.5MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 10.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $2.1B, 251 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.4B99%
- Individuals$62.4M1.1%
- Pension and profit-sharing plans$9.2M0.2%
- Individual clients
- 168reported
- HNW clients
- 349reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,014reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 251 clientsreported
- Compensation
- % of AUM, fixed, hourly, performance, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
43 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Joseph Waldron | Bridgeville, Pa | Oct 29, 2004 | 38 y | 2 |
| Matthew Alan HelfrichCertified Financial Planner | Bridgeville, Pa | Oct 29, 2004 | 24 y | 1 |
| Kevin Michael SearfossCertified Financial Planner | Bridgeville, Pa | Dec 13, 2004 | 33 y | 0 |
| Eric Christopher VogtCertified Financial Planner | Bridgeville, Pa | Mar 31, 2008 | 19 y | 1 |
| Michael Edward KrolCertified Financial Planner | Plymouth, Mi | Feb 10, 2009 | 21 y | 3 |
| Benjamin Michael GreenfeldCertified Financial Planner | Bridgeville, Pa | Nov 11, 2011 | 19 y | 3 |
| Christopher Mark KellerCertified Financial Planner | Bridgeville, Pa | Nov 17, 2011 | 26 y | 4 |
| Robert H. Wyche | Bridgeville, Pa | Jul 16, 2015 | 11 y | 0 |
| Chase D ContiCertified Financial Planner | Bridgeville, Pa | Aug 11, 2015 | 15 y | 2 |
| Carmen Joseph PalmieriChartered Financial Analyst | Bridgeville, Pa | Sep 2, 2015 | 11 y | 0 |
| Michael Waldron | Bridgeville, Pa | Nov 13, 2017 | 13 y | 0 |
| Ali Cheri SwartCertified Financial Planner | Bridgeville, Pa | Feb 6, 2018 | 16 y | 1 |
| Bryan Patrick WaldronCertified Financial Planner | Bridgeville, Pa | Feb 21, 2018 | 10 y | 0 |
| Nicholas Alexander ColaizziCertified Financial Planner | Bridgeville, Pa | Jul 12, 2018 | 11 y | 0 |
| William August GroomCertified Financial Planner | Bridgeville, Pa | Mar 1, 2019 | 11 y | 0 |
| Shea Anthony Waldron | Bridgeville, Pa | Mar 20, 2019 | 11 y | 0 |
| Nathaniel Louis EcoffChartered Financial Analyst | Bridgeville, Pa | May 17, 2019 | 11 y | 1 |
| Madison T DaggettCertified Financial Planner | Bridgeville, Pa | Sep 25, 2020 | 12 y | 0 |
| Alex Glenn HendricksonCertified Financial Planner | Bridgeville, Pa | Oct 16, 2020 | 12 y | 2 |
| Nicholas Kyle KouryCertified Financial Planner | Bridgeville, Pa | Jan 25, 2021 | 11 y | 0 |
| Lindsay WilcoxCertified Financial Planner, Chartered Financial Consultant | Bridgeville, Pa | Aug 23, 2021 | 10 y | 2 |
| Patrick John EllsworthChartered Financial Analyst | Bridgeville, Pa | Mar 2, 2022 | 13 y | 1 |
| Kaleigh Ann PriceCertified Financial Planner | Bridgeville, Pa | Aug 17, 2022 | 12 y | 2 |
| Wade Richard RashillaCertified Financial Planner, Chartered Financial Analyst | Bridgeville, Pa | Oct 2, 2022 | 12 y | 0 |
| Mary Elizabeth Keegan | Bridgeville, Pa | Oct 20, 2022 | 12 y | 2 |
| Nicholas J UrbanCertified Financial Planner | Bridgeville, Pa | Feb 15, 2023 | 11 y | 1 |
| Brent MeilingerCertified Financial Planner | Bridgeville, Pa | May 26, 2023 | 12 y | 0 |
| Spencer Owen MckeeCertified Financial Planner | Bridgeville, Pa | Jul 17, 2023 | 12 y | 0 |
| Kelly Pettit Costello | Bridgeville, Pa | Jan 31, 2024 | 24 y | 5 |
| Andrew David KuzemchakChartered Financial Analyst | Bridgeville, Pa | Jan 31, 2024 | 11 y | 0 |
| Jacob D VranishCertified Financial Planner | Bridgeville, Pa | Feb 21, 2024 | 14 y | 0 |
| Aidan MillsCertified Financial Planner | Wayne, Pa | Jul 18, 2024 | 12 y | 0 |
| William Brett Rees | Washington, Dc | Oct 8, 2024 | 29 y | 0 |
| Jacob Ronald SmithCertified Financial Planner | Bridgeville, Pa | May 20, 2025 | 11 y | 0 |
| Noah Bushlow | Wayne, Pa | May 20, 2025 | 10 y | 0 |
| Andrew William SteigerwaldCertified Financial Planner | Bridgeville, Pa | May 21, 2025 | 12 y | 0 |
| Claudia BallaCertified Financial Planner | Bridgeville, Pa | Jul 10, 2025 | 11 y | 0 |
| Sean Brian Mcguigan | Wayne, Pa | Nov 17, 2025 | 11 y | 0 |
| Stephen KajmoCertified Financial Planner | Wayne, Pa | Nov 24, 2025 | 12 y | 0 |
| Tyler Mock | Bridgeville, Pa | Jan 21, 2026 | 11 y | 0 |
Advisor movement
5 left, 1 joined in 12 months
net -4 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 12% of current headcount9 left over 36 months
Left, latest
- Sarah Elizabeth Veverka to Guyasuta Investment Advisors, IncorporatedAug 25, 2026 · RIA to RIA
- Samantha Spitzer Sheetz to Confluence Financial PartnersJul 30, 2026 · RIA to RIA
- Zachary Arno Greenman to Fifth Third Securities, Inc.May 13, 2026 · RIA to affiliated broker-dealer or bank
- Casey John Robinson to Kestra Advisory Services, LLCJan 14, 2026 · RIA to affiliated broker-dealer or bank
- Patrick Cortazzo to Embree Financial GroupOct 28, 2025 · RIA to RIA
- Joel Steven Sirota to Wells Fargo AdvisorsMay 6, 2025 · RIA to wirehouse
- Nathan Freshwater to New Edge WealthApr 8, 2025 · RIA to affiliated broker-dealer or bank
- Jack Knapton to Manning & Napier Advisors, LLCMar 17, 2025 · RIA to RIA
- Robert Anthony Pryhocki to Kestra Advisory Services, LLCMay 1, 2024 · RIA to affiliated broker-dealer or bank
- Craig Aaron Slaubaugh to The Coury FirmAug 2, 2023 · RIA to RIA
- Tucker Mccall Beale to LPL Financial LLCNov 29, 2022 · RIA to affiliated broker-dealer or bank
- Lara Michelle Dalton to Embree Financial GroupNov 16, 2022 · RIA to RIA
- Joseph Michael Maker to Raymond James Financial Services Advisors, IncOct 11, 2022 · RIA to affiliated broker-dealer or bank
- Won Son Erdman to Raymond James Financial Services Advisors, IncMay 17, 2022 · RIA to affiliated broker-dealer or bank
- William Richard Winkeler to Confluence Financial PartnersFeb 2, 2022 · RIA to RIA
Joined, latest
- Joshua Arthur Ryan Rennert from Osaic Wealth, Inc.May 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Zachary Arno Greenman from Equitable Advisors, LLCJul 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kelly Pettit Costello from Raymond James & Associates, Inc.Jan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Nicholas J Urban from Cg Advisory ServicesFeb 15, 2023 · RIA to RIA
- Mary Elizabeth Keegan from Moralis Technologies, LLCOct 20, 2022 · RIA to RIA
- Kaleigh Ann Price from Capital AnalystsAug 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- Patrick Cortazzo from The Wealth Consulting GroupMay 27, 2022 · RIA to RIA
- Patrick John Ellsworth from Hbks Wealth AdvisorsMar 2, 2022 · RIA to RIA
- Lindsay Wilcox from Wells Fargo AdvisorsAug 23, 2021 · Wirehouse to independent RIA
- Craig Aaron Slaubaugh from Hbks Wealth AdvisorsJun 21, 2021 · RIA to RIA
- Alex Glenn Hendrickson from Legend Financial Advisors IncOct 16, 2020 · RIA to RIA
- Samantha Spitzer Sheetz from Raymond James Financial Services Advisors, IncAug 15, 2019 · Affiliated broker-dealer or bank to independent RIA
- Nathaniel Louis Ecoff from Towers Watson Investment Services, Inc.May 17, 2019 · Other
- Won Son Erdman from Hunter Associates LLCMay 11, 2018 · Other
- Ali Cheri Swart from Strategic Advisers LLCFeb 6, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Waldron Private Equity Fund I, L.P. | $0 | 0 | Aug 4, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Ryan Fortier · Member And Board Of Managers Membercontrolsince 01/2018 · owns less than 5%
- Michael Benjamin Greenfeld · Chief Investment Officer, Member, And Board Of Managers Membercontrolsince 04/2015 · owns less than 5%
- Alan Matthew Helfrich · Ceo, Member, And Board Of Managers Member Board Of Managerscontrolsince 07/2008 · owns 5% to 10%
- Edward Michael Krol · Membercontrolsince 01/2018 · owns less than 5%
- Joseph Carmen Palmieri · Membercontrolsince 01/2025 · owns less than 5%
- Joseph John Waldron · Ceo, Managing Member, And Chairman Of The Board Of Managerscontrolsince 01/2018 · owns less than 5%
- H. Robert Wyche · Member And Board Of Managers Membercontrolsince 01/2018 · owns less than 5%
- Joseph John Waldron · Trustee And Beneficiarycontrolsince 12/2008 · owns 75% or more of Waldron 2008 Family Trust
- Elizabeth Mary Keegan · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Waldron 2008 Family Trust · Memberdirect · owns 75% or more
- Waldron 2008 Family Trust · Memberindirect · owns 75% or more of Waldron 2008 Family Trust
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bridgeville, Pa · principal | 43 | 6 | 4 | ||
| Plymouth, Mi | 5 | 1 | 0 | ||
| Wayne, Pa | 5 | 3 | 0 | ||
| Washington, Dc | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Plymouth, MI1 employees
- Wayne, PA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 4, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2026-03-31, yes on the filing of 2026-08-04peers: independent wealth managers, $5B to $20B (289)
- business activity changedChange between filings · filing Aug 4, 2026advises private funds (Item 7.B): no on the filing of 2026-03-31, yes on the filing of 2026-08-04peers: independent wealth managers, $5B to $20B (289)
- compensation changedChange between filings · filing Aug 4, 2026performance-based compensation (Item 5.E.6): no on the filing of 2026-03-31, yes on the filing of 2026-08-04peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 4, 2026PALMIERI, CARMEN, JOSEPH (MEMBER) appeared on Schedule A between the filings of 2024-01-30 and 2026-08-04peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 4, 2026WALDRON, JOHN, JOSEPH (TRUSTEE AND BENEFICIARY) left Schedule A between the filings of 2024-01-30 and 2026-08-04peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Mar 31, 2026 to Aug 4, 2026
- Private funds · unset to 1Mar 31, 2026 to Aug 4, 2026
- Accounts · 3,497 to 4,014Nov 11, 2025 to Mar 31, 2026
- Advisory employees · 41 to 47Nov 11, 2025 to Mar 31, 2026
- HNW clients · 305 to 349Nov 11, 2025 to Mar 31, 2026
- Individual clients · 150 to 168Nov 11, 2025 to Mar 31, 2026
- Assets in custody · $4.1B to $2.1BNov 11, 2025 to Mar 31, 2026
- Employees · 68 to 70Nov 11, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to More than 500Nov 11, 2025 to Mar 31, 2026
- State-registered IARs · 41 to 45Nov 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $5.3BNov 11, 2025 to Mar 31, 2026
- HNW RAUM · $4.5B to $5.4BNov 11, 2025 to Mar 31, 2026
- Individual RAUM · $57.3M to $62.4MNov 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $180M to $237MNov 11, 2025 to Mar 31, 2026
- Pension RAUM · $7.7M to $9.2MNov 11, 2025 to Mar 31, 2026
- RAUM · $4.5B to $5.5BNov 11, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Mar 31, 2025 to May 14, 2025
- Other offices · 2 to 3Mar 31, 2025 to May 14, 2025
- Accounts · 3,017 to 3,497Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 40 to 41Mar 28, 2024 to Mar 31, 2025
- HNW clients · 279 to 305Mar 28, 2024 to Mar 31, 2025
- Individual clients · 116 to 150Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $4.1B to $4.1BMar 28, 2024 to Mar 31, 2025
- Employees · 67 to 68Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 40 to 41Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.9B to $4.3BMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $4.0B to $4.5BMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $43.1M to $57.3MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $141M to $180MMar 28, 2024 to Mar 31, 2025
- Pension RAUM · $6.9M to $7.7MMar 28, 2024 to Mar 31, 2025
- RAUM · $4.1B to $4.5BMar 28, 2024 to Mar 31, 2025
- Accounts · 2,699 to 3,017Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 34 to 40Jan 30, 2024 to Mar 28, 2024
- HNW clients · 285 to 279Jan 30, 2024 to Mar 28, 2024
- Individual clients · 104 to 116Jan 30, 2024 to Mar 28, 2024
- Assets in custody · $3.8B to $4.1BJan 30, 2024 to Mar 28, 2024
- Employees · 58 to 67Jan 30, 2024 to Mar 28, 2024
- State-registered IARs · 34 to 40Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.5B to $3.9BJan 30, 2024 to Mar 28, 2024
- HNW RAUM · $3.5B to $4.0BJan 30, 2024 to Mar 28, 2024
Signals
24 dated events
- Claudia Balla no longer holds an investment adviser registration (last listed at Waldron Private Wealth on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Sarah Elizabeth Veverka left Waldron Private Wealth for Guyasuta Investment Advisors, Incorporated (registered 2026-09-06)Aug 25, 2026 · Advisor changed firm · fact
- Samantha Spitzer Sheetz left Waldron Private Wealth for Confluence Financial Partners (registered 2026-07-31)Jul 30, 2026 · Advisor changed firm · fact
- Zachary Arno Greenman left Waldron Private Wealth for Fifth Third Securities, Inc. (registered 2026-08-05)May 13, 2026 · Advisor changed firm · fact
- Casey John Robinson left Waldron Private Wealth for Kestra Advisory Services, Llc (registered 2026-05-13)Jan 14, 2026 · Advisor changed firm · fact
- Patrick Cortazzo left Waldron Private Wealth for Embree Financial Group (registered 2025-11-24)Oct 28, 2025 · Advisor changed firm · fact
- Joel Steven Sirota left Waldron Private Wealth for Wells Fargo Advisors (registered 2025-08-11)May 6, 2025 · Advisor changed firm · fact
- Nathan Freshwater left Waldron Private Wealth for New Edge Wealth (registered 2025-04-25)Apr 8, 2025 · Advisor changed firm · fact
- Jack Knapton left Waldron Private Wealth for Manning & Napier Advisors, Llc (registered 2025-04-15)Mar 17, 2025 · Advisor changed firm · fact
- Robert Anthony Pryhocki left Waldron Private Wealth for Kestra Advisory Services, Llc (registered 2024-05-02)May 1, 2024 · Advisor changed firm · fact
- Craig Aaron Slaubaugh left Waldron Private Wealth for The Coury Firm (registered 2024-06-04)Aug 2, 2023 · Advisor changed firm · fact
- Edward Michael Krol (Member) appeared on Schedule A of Waldron Private WealthMar 31, 2023 · Control person joined · fact
- Tucker Mccall Beale left Waldron Private Wealth for Lpl Financial Llc (registered 2023-12-13)Nov 29, 2022 · Advisor changed firm · fact
- Lara Michelle Dalton left Waldron Private Wealth for Embree Financial Group (registered 2023-09-19)Nov 16, 2022 · Advisor changed firm · fact
- Joseph Michael Maker left Waldron Private Wealth for Raymond James Financial Services Advisors, Inc (registered 2023-03-30)Oct 11, 2022 · Advisor changed firm · fact
- Won Son Erdman left Waldron Private Wealth for Raymond James Financial Services Advisors, Inc (registered 2022-05-25)May 17, 2022 · Advisor changed firm · fact
- Garrett Frey left Waldron Private Wealth for Kestra Advisory Services, Llc (registered 2022-02-04)Feb 2, 2022 · Advisor changed firm · fact
- William Richard Winkeler left Waldron Private Wealth for Confluence Financial Partners (registered 2022-02-03)Feb 2, 2022 · Advisor changed firm · fact
- Chris Joseph Roe left Waldron Private Wealth for Fragasso Financial Advisors (registered 2005-06-07)Jan 24, 2022 · Advisor changed firm · fact
- Waldron Private Wealth reported RAUM $3.5B, up 38% from $2.5B (2021-01-14 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Waldron Private Wealth reported 28 state-registered advisory representatives, up from 18 (2019-11-21 to 2020-02-26)Feb 26, 2020 · Advisor headcount change · derived
- Waldron Private Wealth reported RAUM $2.5B, up 37% from $1.8B (2019-11-21 to 2020-02-26)Feb 26, 2020 · RAUM change · derived
- Waldron Private Wealth reported RAUM $1.7B, up 28% from $1.3B (2017-09-28 to 2018-02-01)Feb 1, 2018 · RAUM change · derived
- Waldron Wealth Management filed its initial SEC registration (Form ADV)Feb 1, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Waldron Private Wealth · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- simplify@waldronprivatewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 412-221-1005reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/company/waldron-private-wealth/?viewAsMember_trreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WALDRONPRIVATEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 412-221-1005reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026