DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• W••••• L••••••

C••••••• W••••• M•••••••••state registeredStrongsville, OhIA-onlyIAPD 2864463

Feed of 09/14/2026

Also filed as C••••• W••••• L••••••

At current firm

1 y

since Aug 1, 2025

In the industry

29 y

since Apr 4, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• W••••• M••••••••• state registered current
since Aug 1, 2025 · Strongsville, Oh
W•••••••• W••••• M••••••••• L•• independent RIA
Oct 14, 2020 to Apr 1, 2026 · Berea, Oh
A••• W••••• M••••••••• L•• state registered
Sep 11, 2019 to Sep 10, 2020 · Berea, Oh
C••••• A•••••• N••••••• L•• former
Jan 3, 2018 to Feb 1, 2019 · Berea, Oh
C••••• A•••••• N••••••• L•• former
Jan 20, 2017 to Dec 31, 2017 · Berea, Oh
A••••••• A••••••• S••••••• former
Feb 11, 2014 to Jan 25, 2017 · Lincoln, Ne
N•• E•••••• S••••••••• C••••••••• former
Jul 27, 2009 to Jan 9, 2014 · Highland Hills, Oh
E•••••••• A•••••••• L•• national BD
Jul 30, 2002 to Mar 15, 2005 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

W•••••••• W••••• M••••••••• L•• to C••••••• W••••• M•••••••••
left Apr 1, 2026, registered Aug 1, 2025 (-243 days) · RIA to a state-registered adviser
A••• W••••• M••••••••• L•• to W•••••••• W••••• M••••••••• L••
left Sep 10, 2020, registered Oct 14, 2020 (34 days) · Other
C••••• A•••••• N••••••• L•• to A••• W••••• M••••••••• L••
left Feb 1, 2019, registered Sep 11, 2019 (222 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••• A••••••• S••••••• to C••••• A•••••• N••••••• L••
left Jan 25, 2017, registered Jan 20, 2017 (-5 days) · Other · moved with a team
N•• E•••••• S••••••••• C••••••••• to A••••••• A••••••• S•••••••
left Jan 9, 2014, registered Feb 11, 2014 (33 days) · Other
E•••••••• A•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Mar 15, 2005, registered Jul 27, 2009 (1595 days) · Other

Signals

C••••• W••••• L•••••• left W•••••••• W••••• M••••••••• L•• for C••••••• W••••• M••••••••• (registered 2025-08-01)
Apr 1, 2026 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address