DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•••••••• W••••• M••••••••• L••

Independent wealth managerBerea, OhioCRD 310883SEC 801-136605websiteIAPD
Latest filing Jul 24, 2026
First filing on the tape Jun 30, 2026 · 2 filings
SEC status approved since Jun 26, 2026
RAUM
$106M
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
100%
$106M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$13.3M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$106M as of Jul 24, 2026
Jun 30, 2026$106M then
HNW client RAUM$66.0M as of Jul 24, 2026
Jun 30, 2026$66.0M then
State-registered IARs (5.B.3)9 as of Jul 24, 2026
Jun 30, 20269 then
Employees (5.A)9 as of Jul 24, 2026
Jun 30, 20269 then
Private funds: no history
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$13.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
73derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$130,864derivedRAUM over accounts (5.F.2.f)
Discretionary
40%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
2.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissions, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$66.0M62%
  • Individuals$40.0M38%
Individual clients
541reported
HNW clients
41reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
810reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• S•••• L•••••Berea, OhOct 14, 202021 y4
F•••••••• J••••• K••••••••Berea, OhOct 14, 202012 y1
D•••• E••• H••••••••Berea, OhOct 14, 202021 y4
M•••••• D• H•••Berea, OhOct 14, 202029 y6
B••• J•••• S•••••••Berea, OhNov 27, 202014 y2
T•••••• N••Chartered Financial ConsultantBerea, OhJan 22, 202127 y2
S•••• C•••••• H••••Willoughby Hills, Oh Mar 8, 202123 y3
A•••••• C••••••••• K••••••Berea, Oh Sep 7, 202310 y3
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount4 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Berea, Oh · principal802
    Brunswick, Oh000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Insurance-licensed employees · 1 to 0
      Jun 30, 2026 to Jul 24, 2026
    Signals
    5 dated events
    • C••••• W••••• L•••••• left W•••••••• W••••• M••••••••• L•• for C••••••• W••••• M••••••••• (registered 2025-08-01)
      Apr 1, 2026 · a•••••• firm change · fact
    • T••••••• J••• H••• left W•••••••• W••••• M••••••••• L•• for G•••• I••••••••• L•• (registered 2020-11-27)
      Feb 27, 2026 · a•••••• firm change · fact
    • C••••• A•• C••••••• left W•••••••• W••••• M••••••••• L•• for A••••• W••••• M••••••••• (registered 2025-03-26)
      Mar 31, 2025 · a•••••• firm change · fact
    • N••••••• B•••••• left W•••••••• W••••• M••••••••• L•• for C••••••• S••••••••• I••• (registered 2024-10-02)
      Aug 8, 2024 · a•••••• firm change · fact
    • J••••• F• R••••• left W•••••••• W••••• M••••••••• L•• for G•••• I••••••••• L•• (registered 2020-11-18)
      Feb 28, 2022 · a•••••• firm change · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@westpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    440-842-7750reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    440-975-0100reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    740-334-1526reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    westpointwealth.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    216-4344055reportedpublic record, Form ADV, Jul 24, 2026
    Contact form
    westpointwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    westpointwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $13.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026