DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• A•••••••• G••••

J•••••••• I••••••••• A••••••• L••mixed wealthMiami, Fl dual registrantIAPD 2865484

Feed of 09/14/2026

At current firm

2 y

since Nov 13, 2023

In the industry

26 y

since Mar 24, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J•••••••• I••••••••• A••••••• L•• mixed wealth current
since Nov 13, 2023 · Miami, Fl
M••••• S•••••• wirehouse
Apr 25, 2016 to Nov 6, 2023 · Aventura, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Apr 28, 2016 · Coral Gables, Fl
U•• I••••••••• I••• unclassified
Nov 28, 2005 to Jan 1, 2010 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 16, 2000 to Dec 7, 2005 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to J•••••••• I••••••••• A••••••• L••
left Nov 6, 2023, registered Nov 13, 2023 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Apr 28, 2016, registered Apr 25, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to U•• I••••••••• I•••
left Dec 7, 2005, registered Nov 28, 2005 (-9 days) · Other

Signals

M•••• A•••••••• G•••• left M••••• S•••••• for J•••••••• I••••••••• A••••••• L•• (registered 2023-11-13)
Nov 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address