RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• W•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 4, 2025 · Austin, Tx
- C••••••••• F•••••••• N•••••• national BDAug 26, 2016 to Sep 4, 2025 · Kenneth City, Fl
- M•• F•••••••• S•••••••• I••• formerJun 21, 2016 to Aug 31, 2016 · Beaver, Pa
- M•• F•••••••• S•••••••• I••• formerSep 18, 2007 to Jun 16, 2016 · Monaca, Pa
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Sep 4, 2025, registered Sep 4, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Aug 31, 2016, registered Aug 26, 2016 (-5 days) · Other · moved with a team
- M•••••• D•••• W••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-09-04)Sep 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address