RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• R••••
- N•••••• A••••••• BD affiliated currentsince Jan 1, 2026 · New Orleans, La
- W•••• W••••• M••••••••• I••• unclassifiedApr 2, 2018 to Dec 31, 2025 · W••••, Nj
- N••• F•••••••• G••••• I••• formerJul 1, 2005 to Apr 2, 2018 · Vero Beach, Fl
- A•••• • F•••••••• P•••••••• L•• formerAug 19, 2002 to Nov 10, 2005 · W••••, Nj
- W•••• W••••• M••••••••• I••• to N•••••• A•••••••left Dec 31, 2025, registered Jan 1, 2026 (1 days) · Other
- N••• F•••••••• G••••• I••• to W•••• W••••• M••••••••• I•••left Apr 2, 2018, registered Apr 2, 2018 (0 days) · Other
- A•••• • F•••••••• P•••••••• L•• to N••• F•••••••• G••••• I•••left Nov 10, 2005, registered Jul 1, 2005 (-132 days) · Other
- J••••• J•••• R•••• left W•••• W••••• M••••••••• I••• for N•••••• A••••••• (registered 2026-01-01)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 53derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address