DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••••• B•••• J••••

A•••••••• S••••••••• I••state registeredSaint Louis, Mo dual registrantIAPD 2867623

Feed of 09/15/2026

Also filed as Chris Jones

At current firm

2 y

since Apr 22, 2024

In the industry

27 y

since Aug 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••••• S••••••••• I•• state registered current
since Apr 22, 2024 · Saint Louis, Mo
A•••• W••••• A•••••••• L•• BD affiliated
Jul 20, 2023 to Apr 9, 2024 · Chicago, Il
C••••• S••••• A•••••••• I••• former
Dec 19, 2018 to Jul 11, 2023 · St. Louis, Mo
1•• G••••• A••••••• I•• former
Jul 8, 2016 to Aug 4, 2017 · St Louis, Mo
M•• F•••••••• S•••••••• I••• former
Mar 16, 2012 to Jul 28, 2014 · Chesterfield, Mo

Moves

a registration end followed by a registration begin elsewhere

A•••• W••••• A•••••••• L•• to A•••••••• S••••••••• I••
left Apr 9, 2024, registered Apr 22, 2024 (13 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••• S••••• A•••••••• I••• to A•••• W••••• A•••••••• L••
left Jul 11, 2023, registered Jul 20, 2023 (9 days) · RIA to affiliated broker-dealer or bank · moved with a team
1•• G••••• A••••••• I•• to C••••• S••••• A•••••••• I•••
left Aug 4, 2017, registered Dec 19, 2018 (502 days) · Other
M•• F•••••••• S•••••••• I••• to 1•• G••••• A••••••• I••
left Jul 28, 2014, registered Jul 8, 2016 (711 days) · Other

Signals

C••••••••• B•••• J•••• left A•••• W••••• A•••••••• L•• for A•••••••• S••••••••• I•• (registered 2024-04-22)
Apr 9, 2024 · Advisor changed firm · fact
C••••••••• B•••• J•••• left C••••• S••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2023-07-20)
Jul 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address