DFX Intelligence
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Team lift-out
3 advisors left C••••• S••••• A•••••••• I••• for A•••• W••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Brian Jones | St Louis, Mo | Jul 11, 2023 | Jul 20, 2023 |
| Daniel Joseph Roemerman | Lake Ozarks, Mo | Jul 12, 2023 | Jul 12, 2023 |
| Kurt Walter Sergiewich | Town And Country, Mo | Jul 12, 2023 | Jul 12, 2023 |
The rule
- Registrations ended
- Jul 11, 2023 to Jul 12, 2023
- Registered next
- Jul 12, 2023 to Jul 20, 2023
- Branch state
- MO
- Cities
- 3, most in St Louis, Mo
- Registered there that day
- 14 (people still on IAPD; an estimate)
- Share of that headcount
- 21%
- Succession by the destination
- none on the tape