DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••••• K••••••

W•••• F•••• A•••••••wirehouseSavannah, Gadual registrantIAPD 2868957

Feed of 09/14/2026

Also filed as J••• M•••••• K••••••

At current firm

2 y

since Sep 3, 2024

In the industry

29 y

since May 12, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 3, 2024 · Savannah, Ga
S•••••• N••••••• • C••••••• I••••••••• national BD
Sep 25, 2009 to Sep 4, 2024 · Savannah, Ga
U•• F•••••••• S••••••• I••• wirehouse
Jun 3, 2008 to Sep 25, 2009 · Weehawken, Nj
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to May 27, 2008 · Savannah, Ga
M••••• S•••••• D• I••• unclassified
Dec 13, 2002 to Apr 2, 2007 · Savannah, Ga

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
left Sep 4, 2024, registered Sep 3, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
left May 27, 2008, registered Jun 3, 2008 (7 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

J••• M•••••• K•••••• left S•••••• N••••••• • C••••••• I••••••••• for W•••• F•••• A••••••• (registered 2024-09-03)
Sep 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address