RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Feb 20, 2023 · Ketchum, Id
- C••••••• P•••••• W••••• M••••••••• formerDec 6, 2011 to Aug 31, 2023 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Mar 1, 2011 · Seattle, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 30, 2004 to Oct 23, 2009 · Seattle, Wa
- M••••• S•••••• D• I••• unclassifiedFeb 28, 2000 to Aug 6, 2004 · Seattle, Wa
- C••••••• P•••••• W••••• M••••••••• to C••••••left Aug 31, 2023, registered Feb 20, 2023 (-192 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• P•••••• W••••• M•••••••••left Mar 1, 2011, registered Dec 6, 2011 (280 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 6, 2004, registered Jul 30, 2004 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address