RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• P•••••• B••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Jan 6, 2026 · Mount Pleasant, Sc
- S••• A••••••• L•• formerDec 1, 2022 to Feb 9, 2026 · Indianapolis, In
- U••••• C•••••• F•••••••• A••••••• independent RIANov 13, 2018 to Aug 8, 2022 · Indianapolis, In
- S••• A••••••• L•• to A•••••• W••••• M••••••••• L••left Feb 9, 2026, registered Jan 6, 2026 (-34 days) · RIA to RIA
- U••••• C•••••• F•••••••• A••••••• to S••• A••••••• L••left Aug 8, 2022, registered Dec 1, 2022 (115 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• P•••••• B•••• left S••• A••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2026-01-06)Feb 9, 2026 · Advisor changed firm · fact
- A••••• P•••••• B•••• left U••••• C•••••• F•••••••• A••••••• for S••• A••••••• L•• (registered 2022-12-01)Aug 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address