RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• K••••• E•••••••
- A•••• C•••••• C•••• BD affiliated currentsince Jan 5, 2026 · San Francisco, Ca
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 2, 2011 to Nov 25, 2020 · San Francisco, Ca
- S•••• • Y•••••••• L•• formerAug 12, 2002 to Nov 2, 2011 · San Francisco, Ca
- S•••••• N••••••• • C••••••• I••••••••• to A•••• C•••••• C••••left Nov 25, 2020, registered Jan 5, 2026 (1867 days) · Affiliated broker-dealer or bank to another
- S•••• • Y•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Nov 2, 2011, registered Nov 2, 2011 (0 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address