RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• L•• F•••••
- I•••••••• F•••••••• S••••••••• state registered currentsince Feb 9, 2021 · Palmetto, Fl
- T•• C•••••• W••••• A•••••••• L•• formerOct 31, 2016 to Dec 15, 2020 · Spokane, Wa
- R•••••• I••••••••• asset managerOct 5, 2007 to Apr 20, 2009 · Seattle, Wa
- T•• C•••••• W••••• A•••••••• L•• to I•••••••• F•••••••• S•••••••••left Dec 15, 2020, registered Feb 9, 2021 (56 days) · RIA to a state-registered adviser
- R•••••• I••••••••• to T•• C•••••• W••••• A•••••••• L••left Apr 20, 2009, registered Oct 31, 2016 (2751 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address