DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Russell Investments
Legal name Russell Investment Management, LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 28, 2012 · 48 filings
SEC status approved since May 21, 1982
RAUM
$69B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
74
registered through the firm on IAPD
RAUM per advisor
$927M
derived; firm RAUM over IAPD count
Employees
569
115 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$69B as of Apr 1, 2026
Mar 28, 2012$56B then
HNW client RAUM$488M as of Sep 5, 2025
Mar 30, 2018$0 then
State-registered IARs (5.B.3)79 as of Apr 1, 2026
Mar 25, 201348 then
Employees (5.A)569 as of Apr 1, 2026
Mar 25, 2013250 then
Private funds1 as of Apr 1, 2026
Mar 28, 201210 then
RAUM +10.0% over the last fiscal year+13% a year over threeIARs 80 to 79
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $927MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.7derivedItem 5.A over advisors
- Advisors per office
- 24.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$62B91%
- Other investment advisers$4.4B6.4%
- Pooled investment vehicles$1.7B2.5%
- Pension and profit-sharing plans$65.3M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 6,599reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=205.0derived
Advisors registered through the firm
74 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Troy Vernon Espeseth | Wayzata, Mn | Jul 12, 2005 | 25 y | 1 |
| Cheryl Beth Wichers | Seattle, Wa | Nov 22, 2005 | 28 y | 0 |
| Justin R Greene | Seattle, Wa | Jan 23, 2006 | 23 y | 0 |
| Scottland Carl Jacobson | Seattle, Wa | Jan 23, 2006 | 29 y | 0 |
| Ryan Lee Dooyema | Brookfield, Wi | Jan 26, 2006 | 23 y | 0 |
| Sara Marie Schumacher | Victoria, Mn | May 26, 2006 | 25 y | 2 |
| Sean Patrick Ryan | Waukesha, Wi | Nov 8, 2006 | 27 y | 2 |
| Brad Edward Jung | Seattle, Wa | Jun 29, 2007 | 32 y | 2 |
| Ashley Wei Ormond | Seattle, Wa | Aug 13, 2007 | 19 y | 0 |
| Timothy Joseph Halverson | Oak Creek, Wi | Sep 17, 2007 | 28 y | 0 |
| George Philip Lynch | Charlotte, Nc | Oct 30, 2007 | 29 y | 0 |
| Joseph Michael Mcnally | New York, Ny | Nov 7, 2007 | 27 y | 0 |
| Daniel Ray Hodo | Issaquah, Wa | Dec 11, 2007 | 26 y | 0 |
| Michael Blair Smith | Seattle, Wa | Mar 6, 2008 | 29 y | 0 |
| Todd Matthew Ziesemer | Milwaukee, Wi | Jun 3, 2008 | 23 y | 1 |
| Stephen Nathaniel Bottcher | Webster, Ny | Jun 18, 2008 | 24 y | 0 |
| William Carmine O'Malley | New York, Ny | Jul 21, 2008 | 18 y | 0 |
| Paul Stephen Izzo | Katy, Tx | Jul 29, 2009 | 22 y | 3 |
| Matthew James Weber | Seattle, Wa | Jan 13, 2010 | 22 y | 0 |
| Stephen Edward Krezinski | Wayzata, Mn | Apr 1, 2010 | 19 y | 1 |
| Chad William Balcom | Seattle, Wa | Apr 8, 2010 | 23 y | 0 |
| Thomas John Flynn | Seattle, Wa | Jan 10, 2011 | 27 y | 2 |
| Ryan Pogodzinski | Milkwaukee, Wi | Jun 7, 2011 | 15 y | 0 |
| Jeffrey Robert Greiber | Milwaukee, Wi | Feb 29, 2012 | 17 y | 1 |
| Sophie-Charlotte Natalie Antal Gilbert | Seattle, Wa | Mar 27, 2012 | 16 y | 0 |
| Jesse Ryan Davidson | Milwaukee, Wi | Jun 13, 2012 | 24 y | 4 |
| Ryan Joel Katona | Indianapolis, In | Aug 6, 2013 | 14 y | 0 |
| Jeffrey Allan Christiansen | Seattle, Wa | Jul 10, 2014 | 14 y | 0 |
| Jayson David Leach | Seattle, Wa | Oct 6, 2014 | 16 y | 2 |
| Austin Michael O'Neill | Grosse Point Park, Mi | Feb 11, 2015 | 12 y | 1 |
| Adam Richard Burleson | Lake Oswego, Or | Aug 3, 2015 | 16 y | 2 |
| Martin Patrick Roche | Lakewood, Co | Nov 5, 2015 | 12 y | 1 |
| Derek Jeremy Olson | Milwaukee, Wi | Dec 10, 2015 | 12 y | 0 |
| Georges J Wakim | Milwaukee, Wi | Nov 13, 2017 | 14 y | 0 |
| Joseph W Gaudreau | Milwaukee, Wi | Nov 21, 2017 | 16 y | 1 |
| Billie Joan Christiansen | Milwaukee, Wi | Jan 3, 2018 | 15 y | 1 |
| John G Ahlers | Seattle, Wa | Apr 30, 2018 | 15 y | 1 |
| William Courtney Cain | Seattle, Wa | Aug 8, 2018 | 19 y | 4 |
| Alexandra Elizabeth Shei | Seattle, Wa | Oct 19, 2018 | 14 y | 1 |
| Tina Marie Downing | St Charles, Mo | Oct 23, 2018 | 37 y | 3 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.1% of current headcount16 left over 36 months
Left, latest
- Kari Ann Maenhout to M Holdings Securities, Inc.Apr 16, 2026 · Other
- Erik Edward Landsverk to Gateway Wealth Partners, LLCMar 30, 2026 · Other
- Benjamin L'Empereur to Madison PartnersNov 13, 2025 · Other
- Jack William Swingle to Capital Client Group, Inc.Apr 10, 2025 · Other
- David Thomas Price to Wells Fargo AdvisorsApr 1, 2025 · Other
- Joshua Jacobs Mccarthy to Lifepoint PlanningApr 1, 2025 · Other
- Jared Hare to Alliancebernstein L.P.Jan 21, 2025 · Other
- David Joseph Pagliaro to Meeder Advisory Services, Inc.Dec 26, 2024 · Other
- Mary Erwin to O'Shaughnessy Asset Management, LLCMay 13, 2024 · Other
- Chad Alan Thomas-Killam to Northwestern Mutual Investment Services,LLCMay 6, 2024 · Other
- Evan Harbot to Cnl Educational Institute, LLCApr 22, 2024 · Other
- Daniel Tyler Smith to Independent Financial PartnersMar 28, 2024 · Other
- Nicholas James Coccio to Ac Wealth PartnersFeb 13, 2024 · Other
- Robert Michael Mcaleer to Newedge AdvisorsNov 20, 2023 · Other
- Matthew Lee Goska to Victory Capital Management Inc.Nov 14, 2023 · Other
Joined, latest
- Sean Robert Walker from Blackrock Investment Management, LLCJun 12, 2025 · Other
- Michael Steven Roth from Annex Wealth Management, LLCMay 22, 2025 · Other
- William Joseph King from Mutual Of Omaha Investor Services, Inc.Apr 24, 2025 · Other
- Claire Katherine Hemmelgarn from Guggenheim InvestmentsApr 24, 2025 · Other
- Jack Henry Fischer from LPL Financial LLCSep 3, 2024 · Other
- Runya Nie from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 29, 2024 · Other
- Kari Ann Maenhout from M Holdings Securities, Inc.Jun 25, 2024 · Other
- Kyle Hoeppner from Northwestern Mutual Investment Services,LLCJun 21, 2024 · Other
- Jarred Taylor Schmitz from Robert W. Baird & Co. IncorporatedJun 21, 2024 · Other
- John Clancy Roche from Anchor Capital Advisors LLCMay 20, 2024 · Other
- Jenna Katherine Snittjer from Eaton Vance ManagementMay 7, 2024 · Other
- Gregory Thomas Grocholski from Pruco Securities, LLCNov 3, 2023 · Other
- Luke David Henricks from Pruco Securities, LLCNov 3, 2023 · Other
- Daniel Tyler Smith from Daybright Advisory Services, Inc.Nov 3, 2023 · Other
- Rilus James Nichols from Bear Mountain Capital Inc.Jun 21, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Charles Schwab & Co., Inc.Sep 6, 2016 · Seattle, Wa
- 2 joined from Pruco Securities, LLCDec 6, 2022 · Wauwatosa, Wi
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| US Cash Management Fund | Liquidity Fund | $1.5B | 29 | Mar 28, 2012 |
| US Cash Collateral Fund | Liquidity Fund | $244M | 46 | Mar 28, 2012 |
| Cayman Commodity Strategies Fund Ltd.no longer reported | Hedge Fund | $74.1M | 1 | Mar 28, 2012 |
| Russell Institutional Funds LLC-Russell 1000 Defensive Index Fundno longer reported | Other Private Fund | $45.3M | 3 | Mar 28, 2012 |
| Russell Cayman Multi Strategy Alternative Fund Ltd.no longer reported | Hedge Fund | $35.5M | 1 | Dec 11, 2012 |
| Cayman Multi-Asset Growth Strategy Fund Ltd.no longer reported | Hedge Fund | $12.9M | 1 | Nov 27, 2017 |
| Cayman Multi-Asset Growth Strategy Fund Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Richard Vernon Barback · Directorcontrolsince 10/2022 · owns less than 5%
- Spencer Scott Bowen · Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- Elizabeth Amy Curran · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Anne Katherine El-Hillow · Director; President; Chief Investment Officercontrolsince 05/2021 · owns less than 5%
- Peter Mortensen · Chief Risk Officercontrolsince 06/2023 · owns less than 5%
- Brian Howard Surloff · Directorcontrolsince 02/2023 · owns less than 5%
Entity owners
- Russell Investments US Retail Holdco, Inc. · Ownerdirect · owns 75% or more
- Emerald Acquisition Limited · Ownerindirect · owns 75% or more of Russell Investments US Retail Holdco, Inc.
- Russell Investments Cayman Midco, Ltd · Ownerindirect · owns 75% or more of Emerald Acquisition Limited
- Russell Investments Group, Ltd. · Ownerindirect · owns 75% or more of Russell Investments Cayman Midco, Ltd
- Ta Xii-A Eu Aiv, L.P. · Shareholderindirect · owns 25% to 50% of Russell Investments Group, Ltd.
Related persons
Schedule D 7.A
- Frf Partners II, LLCpooled vehicle sponsorn
- Frf Partners IV, L.P.pooled vehicle sponsorn
- In Partnership Financial Advisers Limitedinvestment advisern
- Russell Investment Group Ltdinvestment advisern
- Russell Investment Group Pty Ltdinvestment advisern
- Russell Investment Management (Shanghai) Company, Ltd.investment advisern
- Russell Investment Management Ltd.investment advisern
- Russell Investments Canada Limitedinvestment advisern
- Russell Investmentsinvestment adviserbankpooled vehicle sponsornRAUM $35B
- Russell Investments Delaware, LLCpooled vehicle sponsorn
- Russell Investments Employee Benefits Pty. Ltd.investment advisern
- Russell Investments Financial Services, LLCbroker-dealery
- Russell Investments Financial Solutions Pty Ltd.investment advisern
- Russell Investments France Sasinvestment advisern
- Russell Investments Funds Management, LLCpooled vehicle sponsorn
- Russell Investments Gpcf Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Gui Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Implementation Services Limitedinvestment advisern
- Russell Investmentsbroker-dealerinvestment adviserbanknRAUM $81B
- Russell Investments Ireland Limitedinvestment adviserpooled vehicle sponsorn
- Russell Investments Japan Co., Ltd.investment advisern
- Russell Investments Korea Limitedinvestment advisern
- Russell Investments Limitedinvestment advisern
- Russell Investments Pmf 2019 Gp, LLCbankpooled vehicle sponsorn
- Russell Investments Pmf 23 Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Trust Companybankn
- Russell Investments Wpp Global Private Credit Gp Limitedpooled vehicle sponsorn
- Russell Investments Wpp Global Private Credit Gp1 Limitedpooled vehicle sponsorn
- The On-Line Partnership Limitedinvestment advisern
- The Whitechurch Network Limitedinvestment advisern
Advisers that list Russell Investments as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 40 | 1 | 2 | ||
| Milwaukee, Wi | 29 | 0 | 1 | ||
| New York, Ny | 2 | 0 | 0 | ||
| Wayzata, Mn | 2 | 0 | 0 | ||
| Boston, Ma | 1 | 0 | 0 | ||
| Brookfield, Wi | 1 | 0 | 0 | ||
| Tierra Verde, Fl | 0 | 0 | 0 | ||
| Milton, Ga | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY16 employees
- Milwaukee, WI
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 1, 2026accounts (Item 5.F.2.f) moved from 69,312.0 to 6,599.0 (-90.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was +4.0% (111 comparable advisers, 1.0th percentile of changes)peers: asset managers, $20B and over (111) · 0.9% percentile
- client count collapseChange between filings · filing Apr 1, 2026individual and HNW clients (Item 5.D) moved from 66,781.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was +8.0% (38 comparable advisers, 0.0th percentile of changes)peers: asset managers, $20B and over (38) · 0.0% percentile
- client mix shiftChange between filings · filing Apr 1, 2026private-client share of RAUM moved from 15.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-04-01peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- RAUM · $62B to $69BSep 5, 2025 to Mar 31, 2026
- Accounts · 69,312 to 6,599Sep 5, 2025 to Mar 31, 2026
- Advisory employees · 122 to 115Sep 5, 2025 to Mar 31, 2026
- Advisory activities · 5 to 4Sep 5, 2025 to Mar 31, 2026
- BD registered reps · 192 to 205Sep 5, 2025 to Mar 31, 2026
- Charity clients · 116 to 0Sep 5, 2025 to Mar 31, 2026
- Corporate clients · 41 to 0Sep 5, 2025 to Mar 31, 2026
- HNW clients · 332 to 0Sep 5, 2025 to Mar 31, 2026
- Individual clients · 66,449 to 0Sep 5, 2025 to Mar 31, 2026
- Pension plan clients · 287 to 1Sep 5, 2025 to Mar 31, 2026
- Employees · 589 to 569Sep 5, 2025 to Mar 31, 2026
- State-registered IARs · 80 to 79Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $62B to $68BSep 5, 2025 to Mar 31, 2026
- HNW RAUM · 487882502.0 to unsetSep 5, 2025 to Mar 31, 2026
- Individual RAUM · $9.1B to $0Sep 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $167M to $227MSep 5, 2025 to Mar 31, 2026
- Pension RAUM · $149M to $65.3MSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.7BSep 5, 2025 to Mar 31, 2026
- Wrap assets (manager) · $9.6B to $0Sep 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 21, 2025
- Accounts · 70,944 to 69,312Oct 3, 2024 to Mar 28, 2025
- Advisory employees · 115 to 122Oct 3, 2024 to Mar 28, 2025
- Advisory activities · 6 to 5Oct 3, 2024 to Mar 28, 2025
- BD registered reps · 226 to 192Oct 3, 2024 to Mar 28, 2025
- Charity clients · 111 to 116Oct 3, 2024 to Mar 28, 2025
- Corporate clients · 43 to 41Oct 3, 2024 to Mar 28, 2025
- HNW clients · 262 to 332Oct 3, 2024 to Mar 28, 2025
- Individual clients · 70,125 to 66,449Oct 3, 2024 to Mar 28, 2025
- Pension plan clients · 344 to 287Oct 3, 2024 to Mar 28, 2025
- Pooled vehicle clients · 2 to 1Oct 3, 2024 to Mar 28, 2025
- Employees · 653 to 589Oct 3, 2024 to Mar 28, 2025
- State-registered IARs · 84 to 80Oct 3, 2024 to Mar 28, 2025
- Private funds · 2 to 1Oct 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $52B to $62BOct 3, 2024 to Mar 28, 2025
- HNW RAUM · $374M to $488MOct 3, 2024 to Mar 28, 2025
- Individual RAUM · $9.0B to $9.1BOct 3, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $122M to $167MOct 3, 2024 to Mar 28, 2025
- Pension RAUM · $167M to $149MOct 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.7BOct 3, 2024 to Mar 28, 2025
- RAUM · $52B to $62BOct 3, 2024 to Mar 28, 2025
Signals
55 dated events
- Kari Ann Maenhout left Russell Investments for M Holdings Securities, Inc. (registered 2026-03-13)Apr 16, 2026 · Advisor changed firm · fact
- Erik Edward Landsverk left Russell Investments for Gateway Wealth Partners, Llc (registered 2026-06-04)Mar 30, 2026 · Advisor changed firm · fact
- Benjamin L'Empereur left Russell Investments for Madison Partners (registered 2025-11-20)Nov 13, 2025 · Advisor changed firm · fact
- Jack William Swingle left Russell Investments for Capital Client Group, Inc. (registered 2025-04-17)Apr 10, 2025 · Advisor changed firm · fact
- Joshua Jacobs Mccarthy left Russell Investments for Lifepoint Planning (registered 2025-03-13)Apr 1, 2025 · Advisor changed firm · fact
- David Thomas Price left Russell Investments for Wells Fargo Advisors (registered 2025-04-25)Apr 1, 2025 · Advisor changed firm · fact
- Jared Hare left Russell Investments for Alliancebernstein L.P. (registered 2025-01-09)Jan 21, 2025 · Advisor changed firm · fact
- David Joseph Pagliaro left Russell Investments for Meeder Advisory Services, Inc. (registered 2026-01-26)Dec 26, 2024 · Advisor changed firm · fact
- Spencer Scott Bowen (Chief Financial Officer) appeared on Schedule A of Russell InvestmentsOct 3, 2024 · Control person joined · fact
- Harold Stephen Belgrad (Chief Financial Officer) no longer on Schedule A of Russell Investments (listed 2024-03-29, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Mary Erwin left Russell Investments for O'Shaughnessy Asset Management, Llc (registered 2025-09-29)May 13, 2024 · Advisor changed firm · fact
- Chad Alan Thomas-Killam left Russell Investments for Northwestern Mutual Investment Services,Llc (registered 2024-10-04)May 6, 2024 · Advisor changed firm · fact
- Evan Harbot left Russell Investments for Cnl Educational Institute, Llc (registered 2024-07-02)Apr 22, 2024 · Advisor changed firm · fact
- Scott Randall Hegarty (Us Advisor Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-11-30, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- E Amy Curran (Us Adviser Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsMar 29, 2024 · Control person joined · fact
- Daniel Tyler Smith left Russell Investments for Independent Financial Partners (registered 2026-07-22)Mar 28, 2024 · Advisor changed firm · fact
- Nicholas James Coccio left Russell Investments for Ac Wealth Partners (registered 2024-03-25)Feb 13, 2024 · Advisor changed firm · fact
- Scott Randall Hegarty (Us Advisor Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsNov 30, 2023 · Control person joined · fact
- Robert Michael Mcaleer left Russell Investments for Newedge Advisors (registered 2025-10-29)Nov 20, 2023 · Advisor changed firm · fact
- Matthew Lee Goska left Russell Investments for Victory Capital Management Inc. (registered 2023-11-13)Nov 14, 2023 · Advisor changed firm · fact
- Sylvester Marbey (Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-06-30, absent 2023-10-27)Oct 27, 2023 · Control person left · inference
- Cory Walter Christiana left Russell Investments for Nexten Fp (registered 2026-01-05)Oct 17, 2023 · Advisor changed firm · fact
- Patrick John Mcmurray (Chief Risk Officer) no longer on Schedule A of Russell Investments (listed 2023-03-31, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Peter Mortensen (Chief Risk Officer) appeared on Schedule A of Russell InvestmentsJun 30, 2023 · Control person joined · fact
- Edward Mark Swanson (Director) no longer on Schedule A of Russell Investments (listed 2022-11-17, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Lisa Marie Mumper left Russell Investments for Harbour Investments, Inc. (registered 2023-03-07)Feb 24, 2023 · Advisor changed firm · fact
- Alexander Rabinovich left Russell Investments for Rothschild Wealth Llc (registered 2023-02-01)Feb 3, 2023 · Advisor changed firm · fact
- Tykia C Williams left Russell Investments for Drake & Associates, Llc (registered 2024-03-05)Dec 7, 2022 · Advisor changed firm · fact
- 2 advisors left Pruco Securities, LLC (Wauwatosa, WI) for Russell Investments on the same dayDec 6, 2022 · Team lift-out · derived
- Michael Kevin Klingert (Director) no longer on Schedule A of Russell Investments (listed 2022-03-31, absent 2022-11-17)Nov 17, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/russell-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- russellinvestments.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-505-7877reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $927Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026